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Title : Corporate Paralegal - Capital Markets

Location : California - San Diego
Refer to Job # PVLU832987

Corporate Paralegal - Capital Markets The candidate will be performing basic public company governance tasks, such as Section 16 reporting and Rule 144 and 701 legend removal letters. Assisting with D&O Questionnaires, annual and quarterly reports, and proxy statements. Assisting in preparing registration statement, including beneficial ownership table and back-half information of registration statement. Handling transfer agent onboarding and being the key contact for a transfer agent. Preparing EDGAR Code and stock exchange applications, FINRA filings, CUSIP application, stockholder documents, and board and shareholder actions. Compiling and distributing closing documents and closing volume. Assisting with the due diligence process. Helping with securities and state filings. Assisting with communications to clients and holders. Should have a Bachelor's Degree or Paralegal Certificate. Prior experience as a corporate paralegal is needed. Experience with securities and corporate laws, especially the 33 Act and 34 Act is required. Experience in capitalization management platforms such as Shareworks and Carta is also required. Strong working knowledge of corporate tasks of public companies is needed. Familiarity with initial public offerings and special purpose acquisition companies are also needed. Must be proficient with Excel spreadsheets. Must be detail-oriented and organized, with excellent analytical skills. Excellent communication and prioritization skills to manage projects simultaneously under deadline pressure are essential.

Email: jobs@lawfirmstaff.com NO CALLS PLEASE

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