Senior Corporate Paralegal - Capital Markets in Salt Lake City, UT| LawFirmStaff

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Title : Senior Corporate Paralegal - Capital Markets

Location : Utah - Salt Lake City
Refer to Job # HHJA837528


Senior Corporate Paralegal - Capital Markets The candidate will be performing basic public company governance tasks, such as Section 16 reporting and Rule 144 and 701 legend removal letters. Assisting with D&O Questionnaires, annual and quarterly reports, and proxy statements. Assisting in preparing registration statement, including beneficial ownership table and back-half information of registration statement. Handling transfer agent onboarding and being key contact for transfer agent. Preparing EDGAR Code and stock exchange applications, FINRA filings, CUSIP application, stockholder documents, and board and shareholder actions. Compiling and distributing closing documents and closing volume. Assisting with due diligence process. Helping with securities and state filings. Assisting with communications to clients and holders. Bachelor's Degree or Paralegal Certificate is required. Prior experience as corporate paralegal is required. Experience with securities and corporate laws, especially 33 Act and 34 Act is required.
 
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