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Title : Paralegal/legal Assistant

Location : California - Beverly Hills
Refer to Job # UHRG732228

Paralegal/Legal Assistant The candidate will be responsible for heavy client contact, legal research and document drafting; Leading RIAs and their representatives through the SEC and/or state registration process; Completing required regulatory annual filings; Creating and/or revising RIA disclosure documents, advisory agreements, and compliance documents; Reviewing marketing materials; Reviewing and/or drafting employment agreements; Formation of legal entities; Travel during portions of the year. The candidate must preferably have 1 to 2 years experience in the securities industry. A Bachelor's Degree (English Major or Business Major, a plus) and/or Paralegal Certificate from an ABA Certified program is required. Working knowledge of Investment Advisor's Act, 1940 Act (Investment Company Act), other securities regulations and/or FINRA Rules is helpful. Expertise in the Microsoft Office Suite is necessary. Strong attention to detail, responsiveness and ability to take initiative is critical. Ability to prioritize and handle numerous competing demands in a high-volume, fast-paced work environment with frequent urgent deadlines is desired. Ability to work independently or as a team member, and manage projects and time efficiently is compulsory. Excellent communication, organizational and interpersonal skills are must.

Email: jobs@lawfirmstaff.com NO CALLS PLEASE

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