Paralegal/Legal Assistant in Beverly Hills, CA| LawFirmStaff

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Title : Paralegal/Legal Assistant

Location : California - Beverly Hills
Refer to Job # PWJB738789


Paralegal/Legal Assistant Duties: On-the-job training; Heavy client contact, legal research and document drafting; Leading RIAs and their representatives through the SEC and/or state registration process; Completing required regulatory annual filings; Creating and/or revising RIA disclosure documents, advisory agreements, and compliance documents; Reviewing marketing materials; Reviewing and/or drafting employment agreements; Formation of legal entities; Travel during portions of the year. Overtime as required. Qualifications: Bachelor s Degree (English Major or Business Major, a plus) and/or Paralegal Certificate from an ABA Certified program. 1 2 years experience in the securities industry preferred. Working knowledge of Investment Advisor s Act, 1940 Act (Investment Company Act), other securities regulations and/or FINRA Rules helpful; Expertise in the Microsoft Office Suite. Strong attention to detail, responsiveness and ability to take initiative. Ability to prioritize and handle numerous competing demands in a high-volume, fast-paced work environment with frequent urgent deadlines. Ability to work independently or as a team member, and manage projects and time efficiently. Should possess a professional manner and judgment to enable a good working relationship with clients and co-workers. Excellent communication, organizational and interpersonal skills.
 
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