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Title : Paralegal/legal Assistant

Location : California - Beverly Hills
Refer to Job # TLIJ824196

Paralegal/Legal Assistant The candidate will be leading RIAs and their representatives through the SEC and/or state registration process; Completing required regulatory annual filings; Creating and/or revising RIA disclosure documents, advisory agreements, and compliance documents; Reviewing marketing materials; Reviewing and/or drafting employment agreements; Formation of legal entities; Travel during portions of the year Overtime as required, Bachelor s Degree (English Major or Business Major, a plus) and/or Paralegal Certificate from an ABA Certified program, Working knowledge of Investment Advisor's Act, 1940 Act (Investment Company Act), other securities regulations and/or FINRA Rules helpful, Expertise in the Microsoft Office Suite, Strong attention to detail, responsiveness and ability to take initiative, Ability to prioritize and handle numerous competing demands in a high-volume, fast-paced work environment with frequent urgent deadlines.

Email: jobs@lawfirmstaff.com NO CALLS PLEASE

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