Paralegal/legal Assistant in Beverly Hills, CA| LawFirmStaff

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Title : Paralegal/legal Assistant

Location : California - Beverly Hills
Refer to Job # LYRP719379


Paralegal/Legal Assistant The candidate duties will include: On-the-job training; Heavy client contact, legal research and document drafting; Leading RIAs and the representatives through the SEC and/or state registration process; Completing required regulatory annual filings; Creating and/or revising RIA disclosure documents, advisory agreements, and compliance documents; Reviewing marketing materials; Reviewing and/or drafting employment agreements; Formation of legal entities. Should preferably have 1-2 years experience in the securities industry. Must have Bachelor s Degree (English Major or Business Major, a plus) and/or Paralegal Certificate from an ABA Certified program. Working knowledge of Investment Advisor's Act, 1940 Act (Investment Company Act), other securities regulations and/or FINRA Rules is helpful. Expertise in the Microsoft Office Suite is needed. Excellent communication, organizational and interpersonal skills is must.
 
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