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Title : Paralegal/legal Assistant

Location : California - Beverly Hills
Refer to Job # EOZF741395

Paralegal/Legal Assistant The candidate will be completing required regulatory annual filings. Creating and/or revising RIA disclosure documents, advisory agreements, and compliance documents. Reviewing marketing materials. Reviewing and/or drafting employment agreements. Formation of legal entities. Heavy client contact, legal research and document drafting. Leading RIAs and their representatives through the SEC and/or state registration process. The candidate should have Bachelor's Degree (English Major or Business Major, a plus) and/or Paralegal Certificate from an ABA Certified program. 1-2 years of experience in the securities industry preferred. Working knowledge of Investment Advisor's Act, 1940 Act (Investment Company Act), other securities regulations and/or FINRA Rules helpful. Expertise in the Microsoft Office Suite required. Strong attention to detail, responsiveness and ability to take initiative. Ability to prioritize and handle numerous competing demands in a high-volume, fast-paced work environment with frequent urgent.

Email: jobs@lawfirmstaff.com NO CALLS PLEASE

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