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Title : Paralegal / Legal Assistant

Location : California - Beverly Hills
Refer to Job # IUBQ720683

Paralegal / Legal Assistant The candidate will maintain and service current client relationships. Will include: On-the-job training; Heavy client contact, legal research and document drafting; Leading RIAs and representatives through the SEC and/or state registration process; Completing required regulatory annual filings; Creating and/or revising RIA disclosure documents, advisory agreements, and compliance documents; Reviewing marketing materials; Reviewing and/or drafting employment agreements; Formation of legal entities; Travel during portions of the year. Should preferably have 1-2 years of experience in the securities industry. Bachelor s Degree (English Major or Business Major, a plus) and/or Paralegal Certificate from an ABA Certified program. Working knowledge of Investment Advisor's Act, 1940 Act (Investment Company Act), other securities regulations and/or FINRA Rules helpful. Must have expertise in the Microsoft Office Suite.

Email: jobs@lawfirmstaff.com NO CALLS PLEASE

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