Paralegal/legal Assistant in Beverly Hills, CA| LawFirmStaff

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Title : Paralegal/legal Assistant

Location : California - Beverly Hills
Refer to Job # WYGC738451


Paralegal/Legal Assistant The candidate will provide following duties: On-the-job training; Heavy client contact, legal research and document drafting; Leading RIAs and their representatives through the SEC and/or state registration process; Completing required regulatory annual filings; Creating and/or revising RIA disclosure documents, advisory agreements, and compliance documents; Reviewing marketing materials; Reviewing and/or drafting employment agreements; Formation of legal entities; Travel during portions of the year; Overtime as required. The candidate has 1-2+ years experience in the securities industry is preferred; Must have Bachelor's Degree (English Major or Business Major, a plus) and/or Paralegal Certificate from an ABA Certified program; Must have working knowledge of Investment Advisor's Act, 1940 Act (Investment Company Act), other securities regulations and/or FINRA Rules are helpful; Must have expertise in the Microsoft Office Suite; Must have strong attention to detail, responsiveness and ability to take initiative; Must have ability to prioritize and handle numerous competing demands in a high-volume, fast-paced work environment with frequent urgent deadlines; Must have ability to work independently or as a team member, and manage projects and time efficiently; Should possess a professional manner and judgment to enable a good working relationship with clients and co-workers; Must have excellent communication, organizational and interpersonal skills.
 
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