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Title : Mid level Paralegal/Legal Assistant

Location : California - Beverly Hills
Refer to Job # ZWVO721888

Mid level Paralegal/Legal Assistant The candidate will have on-the-job training; Heavy client contact, legal research and document drafting; Leading RIAs and their representatives through the SEC and/or state registration process. Will work on completing required regulatory annual filings; creating and/or revising RIA disclosure documents, advisory agreements, and compliance documents. Reviewing marketing materials. Reviewing and/or drafting employment agreements. Formation of legal entities. Travel during portions of the year. 1-2 years experience in the securities industry is preferred. Bachelor s Degree (English Major or Business Major, a plus) and/or Paralegal Certificate from an ABA Certified program is essential. Working knowledge of Investment Advisor's Act, 1940 Act (Investment Company Act), other securities regulations and/or FINRA Rules is helpful. Expertise in the Microsoft Office Suite is essential. Excellent communication, organizational and interpersonal skill is essential.

Email: jobs@lawfirmstaff.com NO CALLS PLEASE

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